Investment Advisory and Wealth Management Readings

[Ken Abbott]

INVESTMENT ADVISOR MATERIAL
Investment Advisers | FINRA.org
What Does "Investment Adviser" Mean?
Investment Adviser | Investor.gov
What Is an Investment Advisor? - SmartAsset
https://www.sec.gov/about/offices/oia/oia_investman/rplaze-042012.pdf

WEALTH MANAGEMENT MATERIAL
https://www.cfainstitute.org/-/media/documents/book/rf-lit-review/2010/rflr-v5-n1-1-pdf.pdf
https://assets.kpmg/content/dam/kpmg/xx/pdf/2022/03/future-of-wealth-management.pdf
https://www2.deloitte.com/content/d.../deloitte-wealth-and-asset-management-4-0.pdf
https://www2.deloitte.com/content/d...y/us-cons-disruptors-in-wealth-mgmt-final.pdf
https://www.broadridge.com/_assets/pdf/broadridge-wealth-and-asset-management-2021.pdf
https://www.pwc.com/gx/en/asset-man...s/assets/awm-revolution-full-report-final.pdf
Wealth Management: What It Is and What Wealth Managers Charge

This is dense, but has some interesting chapters:
http://www.untag-smd.ac.id/files/Pe...lth Management Private Banking 0750668555.pdf

 

[MikeLawrence]

Is there an updated version of the link listed below? The article says it updates the literature four years after its predecessor, and the article is thirteen years old, so I'm willing to bet there is a new one and I'm wondering if you have one you think is just great or provides really good information.

https://www.cfainstitute.org/-/media/documents/book/rf-lit-review/2010/rflr-v5-n1-1-pdf.pdf

 

[Paul Lopez]

Wonderful material thank you Professor!